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KYC Services

e-KYC

Mobile/Tablet Application based platform.
The facility is only to open accounts for Resident individual customers.
Designated Sales Person visits the customer personally for opening a Trading & D-Mat Account.
Live photo of Client is captured and his/her wet signature from Mobile Camera.
KYC Information is either fetched from KRA or through Aadhaar or it is manually filled.
Mobile no & email Id is verified through OTP for further processing.
Power of Attorney is obtained as a physical & manually signed document as eSign is not allowed.
The POA is captured in the online application.
Sales person captures a proof of IPV by taking a Selfie with the customer. This is the only pictorial proof.
Only upon successful verification, the KYC Officer generates the account opening form and KRA in the PDF format.
Before opening account of the client, the esign is verified.
This process completes the customer on-boarding.
After this, the documents will be uploaded to Back Office system automatically.

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Pre - Printed KYC Tool

Online tool with open access on web.
Basic Details one filled are stored & can be reaccessed.
Pre-printed KYC tool helps in avoiding human error.
The entire KYC process becomes easier and faster.
The data filled by client is directly imported into back office after verification.
Client can download the form after filling all the details for its own records.

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e-Modification

On the wave of new developments, we have probably launched first ever E-modification tool for updating client details in the broking industry.
Online tool with open access on web.
Very beneficial as the client details can be modified instantly in just a matter of time.
No physical signature is required .
Minimal chance of fraud as OTP based verification is done at each step.
Approved by admin before processing further.
Through E-modification clients can –
- a) Opt for Margin Trading Facility (MTF)
- b) Update/change contact details like address, mobile number, email ids.
- c) Update/change bank details
- d) Update his/her KRA and CKYC details
- e) Update Net worth and financial credentials, etc.

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"Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

3. Pay 20% upfront margin of the transaction value to trade in cash market segment.

4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

.......... Issued in the interest of Investors"

ATTENTION INVESTORS:

Prevent Unauthorised transactions in your account —> Update your mobile numbers/email IDs with your Stock Brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day ………. Issued in the interest of investors”

“Prevent Unauthorized Transactions in your demat account —> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day……….issued in the interest of investors.”

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account

Filing complaints on SCORES - Easy & quick - Register on SCORES portal: Mandatory details for filing complaints on SCORES is Name, PAN, Address, Mobile Number, and Email ID.

“KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”

Under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.
https://www.bseipf.com/investors_education.html
We believe that an educated investor is a protected investor !!!

Compliance Officer : Mr. Jinesh Dugar , 02917160006 , jineshdugar@9star.in

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KYC Services

e-KYC

Pre - Printed KYC Tool

e-Modification