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LD - Rakshak

Branches can easily access that which client is consuming maximum span, maximum turnover, maximum loss/profit intra-day.
We can get to know about the maximum peak margin of the client for the day.
LD-Rakshak comes with LTM(Live Trade Monitor). This helps in uploading Trades live during market hours into the LD Back Office software.
It also captures live market rates and uploads the same into LD Back Office.
In LD-Rakshak you have an option to add a new column and setup your own formula. This helps in creating your own user defined risk report.
VAR Margin, Probable Delivery Margins, % of Delivery Margins and Applicable Delivery Margins are added so users can come to know about Delivery Margin.

9 Star Communications

Communication platform for our branches to complete there requirements.
Requests include global report of clients, financial statements, contract notes, STT certificate, profit loss reports, any other relevant information.
Once we receive any query from branch at our mail ID communications@9star.in we generate a token number for that respective query.
Step by step each query is completed token number wise.
In maximum 24 working hours each request is completed.

Order Book Confirmation

As per SEBI Circular dated September26, 2017 regarding prevention of unauthorized Trading by Stock Brokers wherein they decided that all brokers shall execute trades of clients only after keeping evidence of the client placing such order. The evidence can be in the form of -
- a) physical record written & signed by client,
- b) Telephone Recording
- c) Through Email or Record of SMS messages
- d) Any other legally verifiable record.
For keeping records of the such evidences we have introduced a new feature relating to order book confirmation
Every client can view his overall order book for the day simply by just clicking on the link provided to each client at the end of the day on his registered mobile number.
The client must mandatorily accept his orders at the end of the day.
The consequence, when the client does not accepts his orders at the end of the day is that when the dispute arises between client & broker and in that case if the broker does not have any proof of order acceptance of the respective client then only broker will be liable to pay for the disputed trades as per SEBI.

"Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

3. Pay 20% upfront margin of the transaction value to trade in cash market segment.

4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

.......... Issued in the interest of Investors"

ATTENTION INVESTORS:

Prevent Unauthorised transactions in your account —> Update your mobile numbers/email IDs with your Stock Brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day ………. Issued in the interest of investors”

“Prevent Unauthorized Transactions in your demat account —> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day……….issued in the interest of investors.”

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account

Filing complaints on SCORES - Easy & quick - Register on SCORES portal: Mandatory details for filing complaints on SCORES is Name, PAN, Address, Mobile Number, and Email ID.

“KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”

Under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.
https://www.bseipf.com/investors_education.html
We believe that an educated investor is a protected investor !!!

Compliance Officer : Mr. Jinesh Dugar , 02917160006 , jineshdugar@9star.in

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Communications

LD - Rakshak

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Order Book Confirmation